Photograph of Claude Shannon.
Claude Shannon

Overview

Claude Elwood Shannon (April 30, 1916February 24, 2001), an American electrical engineer and mathematician, has been called "the father of information theory".

Shannon is famous for having founded information theory and both digital computer and digital circuit design theory when he was 21 years-old by way of a master's thesis published in 1937, wherein he articulated that electrical application of Boolean algebra could construct and resolve any logical, numerical relationship. It has been claimed that this was the most important master's thesis of all time.

Biography

Shannon was born in Petoskey, Michigan. His father, Claude Sr (1862-1934), a descendant of early New Jersey settlers, was a businessman and for a while, Judge of Probate. His mother, Mabel Wolf Shannon (1890-1945), daughter of German immigrants, was a language teacher and for a number of years Principal of Gaylord High School, in Michigan. The first sixteen years of Shannon's life were spent in Gaylord, Michigan, where he attended public school, graduating from Gaylord High School in 1932. Shannon showed an inclination towards mechanical things. His best subjects were science and mathematics, and at home he constructed such devices as models of planes, a radio-controlled model boat and a telegraph system to a friend's house half a mile away. While growing up, he worked as a messenger for Western Union. His childhood hero was Thomas Edison, who he later learned was a distant cousin. Both were descendants of John Ogden, an important colonial leader and an ancestor of many distinguished people.
Boolean theory
In 1932 he entered the University of Michigan, where he took a course that introduced him to the works of George Boole. He graduated in 1936 with two bachelor's degrees, one in electrical engineering and one in mathematics, then began graduate study at the Massachusetts Institute of Technology, where he worked on Vannevar Bush's differential analyzer, an analog computer.

While studying the complicated ad hoc circuits of the differential analyzer, Shannon saw that Boole's concepts could be used to great utility. A paper drawn from his 1937 master's thesis, A Symbolic Analysis of Relay and Switching Circuits, was published in the 1938 issue of the Transactions of the American Institute of Electrical Engineers. It also earned Shannon the Alfred Noble American Institute of American Engineers Award in 1940. Howard Gardner, of Harvard University, called Shannon's thesis "possibly the most important, and also the most famous, master's thesis of the century."

In this work, Shannon proved that Boolean algebra and binary arithmetic could be used to simplify the arrangement of the electromechanical relays then used in telephone routing switches, then turned the concept upside down and also proved that it should be possible to use arrangements of relays to solve Boolean algebra problems. Exploiting this property of electrical switches to do logic is the basic concept that underlies all electronic digital computers. Shannon's work became the foundation of practical digital circuit design when it became widely known among the electrical engineering community during and after World War II. The theoretical rigor of Shannon's work completely replaced the ad hoc methods that had previously prevailed.

Flush with this success, Vannevar Bush suggested that Shannon work on his dissertation at Cold Spring Harbor Laboratory, funded by the Carnegie Institution headed by Bush, to develop similar mathematical relationships for Mendelian genetics, which resulted in Shannon's 1940 PhD thesis at MIT, An Algebra for Theoretical Genetics.
Wartime research
Shannon then joined Bell Labs to work on fire-control systems and cryptography during World War II, under a contract with section D-2 (Control Systems section) of the National Defense Research Committee (NDRC).

In 1945, as the war was coming to an end, the NDRC was issuing a summary of technical reports as a last step prior to its eventual closing down. Inside the volume on fire control a special essay titled Data Smoothing and Prediction in Fire-Control Systems, coauthored by Ralph Beebe Blackman, Hendrik Wade Bode, and Claude Shannon, formally introduced the problem of fire control as a special case of transmission, manipulation and utilization of intelligence, in other words it modeled the problem in terms of data and signal processing and thus heralded the coming of the information age. Shannon was greatly influenced by this work. It is clear that the technological convergence of the information age was preceded by the synergy between these scientific minds and their collaborators.
Postwar contributions
In 1948 Shannon published A Mathematical Theory of Communication article in two parts in the July and October issues of the Bell System Technical Journal. This work focuses on the problem of how best to encode the information a sender wants to transmit. In this fundamental work he used tools in probability theory, developed by Norbert Wiener, which were in their nascent stages of being applied to communication theory at that time. Shannon developed information entropy as a measure for the uncertainty in a message while essentially inventing the field of information theory. The book, co-authored with Warren Weaver, The Mathematical Theory of Communication, reprints Shannon's 1948 article and Weaver's popularization of it, which is accessible to the non-specialist. Shannon's concepts were also popularized, subject to his own proofreading, in John Robinson Pierce's Symbols, Signals, and Noise.

Information Theory's fundamental contribution to Natural Language Processing and Computational Linguistics was further established in 1951, in his article "Prediction and Entropy of Printed English", proving that treating white space as the 27th letter of the alphabet actually lowers uncertainty in written language, providing a clear quantifiable link between cultural practice and probabilistic cognition.

Another notable paper published in 1949 is Communication Theory of Secrecy Systems, a major contribution to the development of a mathematical theory of cryptography where he also proved that all theoretically unbreakable ciphers must have the same requirements as the one-time pad. He is also credited with the introduction of Sampling Theory, which is concerned with representing a continuous-time signal from a (uniform) discrete set of samples. This theory was essential in enabling telecommunications to move from analog to digital transmissions systems in the 1960s and later.

He returned to MIT to hold an endowed chair in 1956.
Hobbies and inventions
Outside of his academic pursuits, Shannon was interested in juggling, unicycling, and chess. He also invented many devices, including rocket-powered flying discs, a motorized pogo stick, and a flame-throwing trumpet for a science exhibition. One of his more humorous devices was a box kept on his desk called the "Ultimate Machine", based on an idea by Marvin Minsky. Otherwise featureless, the box possessed a single switch on its side. When the switch was flipped, the lid of the box opened and a mechanical hand reached out, flipped off the switch, then retracted back inside the box. In addition he built a device that could solve the Rubik's cube puzzle.

He is also considered the co-inventor of the first wearable computer along with Edward O. Thorp. The device was used to improve the odds when playing roulette.
Legacy and tributes
Shannon came to the Massachusetts Institute of Technology (MIT) in 1956 to join its faculty and to conduct work in the Research Laboratory of Electronics (RLE). He continued to serve on the MIT faculty until 1978. To commemorate his achievements, there were celebrations of his work in 2001, and there are currently five statues of Shannon: one at the University of Michigan; one at MIT in the Laboratory for Information and Decision Systems; one in Gaylord, Michigan; one at the University of California at San Diego; and another at Bell Labs. After the breakup of the Bell system, the part of Bell Labs that remained with AT&T was named Shannon Labs in his honor.

Robert Gallager has called Shannon the greatest scientist of the 20th century. According to Neil Sloane, an AT&T Fellow who co-edited Shannon's large collection of papers in 1993, the perspective introduced by Shannon's communication theory (now called information theory) is the foundation of the digital revolution and every device containing a microprocessor or microcontroller is a conceptual descendant of Shannon's 1948 publication: "He's one of the great men of the century. Without him, none of the things we know today would exist. The whole digital revolution started with him."

However, Shannon was oblivious to the marvels of the digital revolution because his mind was ravaged by Alzheimer's disease. His wife mentioned in his obituary that "he would have been bemused" by it all.

Shannon miscellany

Shannon's mouse
Theseus, created in 1950, was a magnetic mouse controlled by a relay circuit that enabled it to move around a maze of 25 squares. Its dimensions were the same as an average mouse. The maze configuration was flexible and it could be modified at will. The mouse was designed to search through the corridors until it found the target. Having travelled through the maze, the mouse would then be placed anywhere it had been before and because of its prior experience it could go directly to the target. If placed in unfamiliar territory, it was programmed to search until it reached a known location and then it would proceed to the target, adding the new knowledge to its memory thus learning. Shannon's mouse appears to have been the first learning device of its kind.
Shannon's computer chess program
In 1950 Shannon published a groundbreaking paper on computer chess entitled Programming a Computer for Playing Chess. It describes how a machine or computer could be made to play a reasonable game of chess. His process for having the computer decide on which move to make is a minimax procedure, based on an evaluation function of a given chess position. Shannon gave a rough example of an evaluation function in which the value of the black position was subtracted from that of the white position. Material was counted according to the usual relative chess piece point value (1 point for a pawn, 3 points for a knight or bishop, 5 points for a rook, and 9 points for a queen). He considered some positional factors, subtracting ½ point for each doubled pawn, backward pawn, and isolated pawn. Another positional factor in the evaluation function was mobility, adding 0.1 point for each legal move available. Finally, he considered checkmate to be the capture of the king, and gave it the artificial value of 200 points. Quoting from the paper:

:The coefficients .5 and .1 are merely the writer's rough estimate. Furthermore, there are many other terms that should be included. The formula is given only for illustrative purposes. Checkmate has been artificially included here by giving the king the large value 200 (anything greater than the maximum of all other terms would do).

The evaluation function is clearly for illustrative purposes, as Shannon stated. For example, according to the function, pawns that are doubled as well as isolated would have no value at all, which is clearly unrealistic.
The Las Vegas connection: Information theory and its applications to game theory
Shannon and his wife Betty also used to go on weekends to Las Vegas with M.I.T. mathematician Ed Thorp, and made very successful forays in roulette and blackjack using game theory type methods co-developed with fellow Bell Labs associate, physicist John L. Kelly Jr. based on principles of information theory. They made a fortune, as detailed in the book Fortune's Formula by William Poundstone and corroborated by the writings of Elwyn Berlekamp, Kelly's research assistant in 1960 and 1962. Shannon and Thorp also applied the same theory, later known as the Kelly criterion, to the stock market with even better results.
Shannon's maxim
Shannon formulated a version of Kerckhoffs' principle as "the enemy knows the system". In this form it is known as "Shannon's maxim".
Other trivia
He met his wife Betty when she was a numerical analyst at Bell Labs.

Awards and honors list

*Alfred Noble Prize, 1940 *Morris Liebmann Memorial Award of the Institute of Radio Engineers, 1949 *Yale University (Master of Science), 1954 *Stuart Ballantine Medal of the Franklin Institute, 1955 *Research Corporation Award, 1956 *University of Michigan, honorary doctorate, 1961 *Rice University Medal of Honor, 1962 *Princeton University, honorary doctorate, 1962 *Marvin J. Kelly Award, 1962 *University of Edinburgh, honorary doctorate, 1964 *University of Pittsburgh, honorary doctorate, 1964 *Institute of Electrical and Electronics Engineers Medal of Honor, 1966 *National Medal of Science, 1966, presented by President Lyndon B. Johnson *Golden Plate Award, 1967 *Northwestern University, honorary doctorate, 1970 *Harvey Prize, the Technion of Haifa, Israel, 1972 *Royal Netherlands Academy of Arts and Sciences (KNAW), foreign member, 1975 *University of Oxford, honorary doctorate, 1978 *Joseph Jacquard Award, 1978 *Harold Pender Award, 1978 *University of East Anglia, honorary doctorate, 1982 *Carnegie Mellon University, honorary doctorate, 1984 *Audio Engineering Society Gold Medal, 1985 *Kyoto Prize, 1985 *Tufts University, honorary doctorate, 1987 *University of Pennsylvania, honorary doctorate, 1991 *Eduard Rhein Prize, 1991 *National Inventors Hall of Fame inducted, 2004

References

Cited references
General references
<div class="references-small">

* Claude E. Shannon: A Mathematical Theory of Communication, Bell System Technical Journal, Vol. 27, pp. 379–423, 623–656, 1948. * Claude E. Shannon and Warren Weaver: The Mathematical Theory of Communication. The University of Illinois Press, Urbana, Illinois, 1949. ISBN 0-252-72548-4 * Rethnakaran Pulikkoonattu - Eric W. Weisstein: Mathworld biography of Shannon, Claude Elwood (1916-2001) http://scienceworld.wolfram.com/biography/Shannon.html * Claude E. Shannon: Programming a Computer for Playing Chess, Philosophical Magazine, Ser.7, Vol. 41, No. 314, March 1950. (Available online under External links below) * David Levy: Computer Gamesmanship: Elements of Intelligent Game Design, Simon & Schuster, 1983. ISBN 0-671-49532-1 * Mindell, David A., "Automation's Finest Hour: Bell Labs and Automatic Control in World War II", IEEE Control Systems, December 1995, pp. 72-80. * David Mindell, Jérôme Segal, Slava Gerovitch, "From Communications Engineering to Communications Science: Cybernetics and Information Theory in the United States, France, and the Soviet Union" * Walker, Mark (Ed.), Science and Ideology: A Comparative History, Routledge, London, 2003, pp. 66-95. * Poundstone, Willaim, Fortune's Formula, Hill & Wang, 2005, ISNB-13 978-0-8090-4599-0 </div>
Who is Claude Shannon connected to?
Add a Connection
How is Claude Shannon connected to Gregor Mendel? Tell the world.

That biography says:

Barger's first computer in 1964 was one of the first programmable digital computers available, a Minivac 601 designed by Claude Shannon and advertised in Scientific American....

That biography says:

...Lasswell's model of communications is significantly different from those of engineers, including Claude Shannon, and his notion of channel is also different, since it includes different types of media. For example, newspapers, magazines, journals and books are all text media, but are assumed to have different distribution and readership, and hence different effects...

This biography says:

...Inside the volume on fire control a special essay titled Data Smoothing and Prediction in Fire-Control Systems, coauthored by Ralph Beebe Blackman, Hendrik Wade Bode, and Claude Shannon, formally introduced the problem of fire control as a special case of transmission, manipulation and utilization of intelligence, in other words it modeled the problem in terms of data and signal processing and thus heralded the coming of the information age...

That biography says:

...Inside the volume on Fire Control a special essay titled Data Smoothing and Prediction in Fire-Control Systems, coauthored by Ralph Beebe Blackman, Hendrik Bode, and Claude Shannon, formally introduced the problem of Fire Control as a special case of transmission, manipulation and utilization of intelligence, in other words it modeled the problem in terms of Data and Signal Processing and thus heralded the coming of the information age...

That biography says:

...:* Seeing that Boolean calculations could be carried out by means of electrical switches (W5: 421–24), anticipating Claude Shannon by more than 50 years....

This biography says:

...They made a fortune, as detailed in the book Fortune's Formula by William Poundstone and corroborated by the writings of Elwyn Berlekamp, Kelly's research assistant in 1960 and 1962. Shannon and Thorp also applied the same theory, later known as the Kelly criterion, to the stock market with even better results.

That biography says:

...Continuing his studies at MIT, he finished his Ph.D. in electrical engineering in 1964; his advisors were Claude Shannon, Robert G. Gallager, Peter Elias and John Wozencraft. Berlekamp taught at the University of California, Berkeley from 1964 until 1966, when he became a researcher at Bell Labs...

This biography says:

...This work focuses on the problem of how best to encode the information a sender wants to transmit. In this fundamental work he used tools in probability theory, developed by Norbert Wiener, which were in their nascent stages of being applied to communication theory at that time. Shannon developed information entropy as a measure for the uncertainty in a message while essentially inventing the field of information theory...

This biography says:

...Kelly Award, 1962 *University of Edinburgh, honorary doctorate, 1964 *University of Pittsburgh, honorary doctorate, 1964 *Institute of Electrical and Electronics Engineers Medal of Honor, 1966 *National Medal of Science, 1966, presented by President Lyndon B. Johnson *Golden Plate Award, 1967 *Northwestern University, honorary doctorate, 1970 *Harvey Prize, the Technion of Haifa, Israel, 1972 *Royal Netherlands Academy of Arts and Sciences (KNAW), foreign member, 1975 *University of Oxford, honorary doctorate, 1978 *Joseph Jacquard Award, 1978 *Harold Pender Award, 1978 *University of East Anglia, honorary doctorate, 1982 *Carnegie Mellon University, honorary doctorate, 1984 *Audio Engineering Society Gold Medal, 1985 *Kyoto Prize, 1985 *Tufts University, honorary doctorate, 1987 *University of Pennsylvania, honorary doctorate, 1991 *Eduard Rhein Prize, 1991 *National Inventors Hall of Fame inducted, 2004

This biography says:

In 1932 he entered the University of Michigan, where he took a course that introduced him to the works of George Boole. He graduated in 1936 with two bachelor's degrees, one in electrical engineering and one in mathematics, then began graduate study at the Massachusetts Institute of Technology, where he worked on Vannevar Bush's differential analyzer, an analog computer...

That biography says:

...Wearable devices for timing the trajectory of the balls on a roulette table were built and used by Ed Thorp and Claude Shannon who first published their work in 1966, but it is uncertain whether these devices could be considered computers, in the modern-day interpretation of a computer as a general purpose device (any more than one might consider a windup wristwatch to be a computer, i.e., although it computes and displays time, what makes something really a computer is its generality of purpose)...
How is Claude Shannon connected to W. Daniel Hillis? Tell the world.

That biography says:

Robert Mario Fano (born 1917) is professor emeritus of Electrical Engineering and Computer Science at Massachusetts Institute of Technology. Fano is known principally for his work on information theory, inventing (with Claude Shannon) Shannon-Fano coding. In the early 1960s, he was involved in the development of time-sharing computers, and served as director of MIT's Project MAC from its founding in 1963 until 1968...

That biography says:

...Jain, published by D. Reidel and the Hindustan Publishing Corporation, India. The channel capacity work of Claude Shannon is developed from first principles in four chapters: probability, entropy and information, information calculation to solve logical problems, and applications to information transmission...
How is Claude Shannon connected to Robert G. Gallager? Tell the world.

This biography says:

...A paper drawn from his 1937 master's thesis, A Symbolic Analysis of Relay and Switching Circuits, was published in the 1938 issue of the Transactions of the American Institute of Electrical Engineers. It also earned Shannon the Alfred Noble American Institute of American Engineers Award in 1940. Howard Gardner, of Harvard University, called Shannon's thesis "possibly the most important, and also the most famous, master's thesis of the century."...

That biography says:

*Technology And Courage *SketchPad *Ivan Sutherland, Sun Fellow and V.P *Sutherland's Ph.D. Thesis, Sketchpad, A Man-Machine Graphical Communication System. His thesis supervisor was Claude Shannon, father of information theory. *An Evening with Ivan Sutherland at the Computer History Museum on 19-Oct-2005: »Research and Fun« (online video and partial transcript)

That biography says:

...Minorsky and in the 20th century beginning with Norbert Wiener on extrapolation of servo mechanisms and other cybernetic systems. Further developments here were by Claude Shannon on communication systems, secrecy systems, and digital switching systems. By R.E. Kalman on general linear filters...

That biography says:

...*1956. "Representation of Events in Nerve Nets and Finite Automata" in Automata Studies. Claude Shannon and John McCarthy, eds. *1965 (with Richard Eugene Vesley). The Foundations of Intuitionistic Mathematics...